NEWS
Embedded Files
FCA publishes guidance for asset management firms looking to apply for authorisation
Published on 13 May 2026
Tags: FCA authorisation, asset management, AIFM, variation of permission
FCA publishes findings on firms’ customer due diligence processes and controls
Published on 21 April 2026
Tags: FCA, financial crime, customer due diligence, thematic reviews, PEPs, anti-money laundering
ESMA issues statement about risks arising from payment for order flow and from certain practices by “zero-commission brokers”
Published on 26 July 2021
Tags: zero-commission brokers, regulation, ESMA, MIFID II, compliance, trading, order flow
Proposed Bill set to introduce new requirements for Maltese companies
Published on 20 July 2021
Tags: Company law, CSP, corporate services, regulation, compliance, company secretarial, directorship, Malta, memorandum and articles
ESMA Publishes Guidance on Fund Marketing Communications
Published on 11 June 2021
Tags: ESMA, Funds, AIFM, marketing, fund distribution, UCITS, fund management
New standard contractual clauses for data transfers between EU and non-EU countries
Published on 8 June 2021
Tags: GDPR, data protection, SCCs, personal data, EU, data transfers, data processing agreements
Page updated
Report abuse